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Emily Huynh

Ubs Financial Services Inc.

Houston, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-11-17
  • TX RA
    APPROVED
    Since 2021-11-17

Branch Locations

4400 Post Oak Parkway Suite 1700, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Sugarland TX 08/2003 03/2017
Morgan Stanley Smith Barney Houston TX 06/2009 03/2017
Ubs Financial Services Houston TX 03/2017 Present
  • 08/2003 → 03/2017
    Citigroup Global Markets Inc.
    Sugarland, TX
  • 06/2009 → 03/2017
    Morgan Stanley Smith Barney
    Houston, TX
  • 03/2017 → Present
    Ubs Financial Services
    Houston, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-16
S63 Uniform Securities Agent State Law Examination 2008-06-15
  • S66 Uniform Combined State Law Examination
    2021-11-16
  • S63 Uniform Securities Agent State Law Examination
    2008-06-15

View on SEC IAPD

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