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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-05-05 |
| TX | RA | APPROVED | 2023-05-05 |
Branch Locations
412 Settlers Trace, Lafayette, LA 70508 • United States
858 Camp Street, New Orleans, LA 70130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ahrens Investment Partners, Llc | Lafayette | LA | 08/2015 | 05/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2015 | 05/2023 |
| Newedge Securities Inc | Pittsburgh | PA | 05/2023 | Present |
| Newedge Advisors | New Orleans | LA | 05/2023 | Present |
1. Elizabeth A. Gossen- Fixed Insurance, Non- Investment Related, Address: 412 Settlers Trace Blvd., Lafayette, LA 70508, Fixed Life Insurance Start Date: 10/2008, 5 hour devoted a month, 5 hour devoted during securities trading hours, Duties: Sell fixed life insurance. 2. Elizabth A. Gossen, CPA APLLC, Non- Investment Related, Address: 412 Setters Trace Blvd., Lafayette, LA 70508, Accounting Services, Position: Owner/CPA, Start Date: 11/2006, 10hours devoted a month, 0 hours devoted during securities trading hours, Duties: I prepare tax returns and bookkeeping for a few clients 3. Gossen Properties- Non- Investment Related, Address: 104 Adair Lane, Lafayette, LA 70508, Owner of Rental Properties, Position: LLC Member, Start Date: 08/2003, 10 hours devoted a month, 0 hours devoted during securities trading hours. Duties: Co-Owner of 5 rental properties. Collect Rent, pay bills and handle leases for tenants. 4. Wen Children's Trust*No Invest*Lafayette, LA*Trustee for Children's Trust*Pay bills, make deposits and reconcile bank account for children's trust*1/2/12*1 Hr per mnth/0Trade*Pay bills, make deposit and reconcile bank account for children's trust 5. Notary Public- Parish of Lafayette, LA, Non- Investment Related, PO BOX 52766 Lafayette, LA 70505, Notary Public, Position: Trustee, Start Date: 03/2000, 2 hour devoted a month, 2 hour devoted during security trading hours, Duties: Notarize signatures. 6. Junior's Jr. Properties, LLC; 104 Adair Lane, Lafayette, LA 70508; Holding Company; Member of LLC; 11/05/2021; 1 hrs/mo; 0 hrs during trading; My husband and I set up a single member LLC to hold a personal property. It is a disregarded entity for taxes. We plan to build a personal storage facility on the property. Owned 100% by my husband and I. This is an LLC created to purchase real estate as a personal investment. 7. Dreams Foundation of Acadiana*No Invest*Lafayette, LA *Non Profit Organization*9/1/25*Board Member*I have been asked to be a board member for the foundation. My role would be to assist with financial matters for the foundation as well as strategic planning and guidance in their charitable mission.*1 hour trade/5 non trade
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-11-20 |
| S65 | Uniform Investment Adviser Law Examination | 2015-07-20 |
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