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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-08 |
| CA | RA | APPROVED | 2012-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wamu Investments, Inc. | Glendale | CA | 12/2008 | Present |
| Day Riverside Petroleum | Riverside | CA | 07/2014 | 08/2025 |
| J.P. Morgan Securities Llc | Studio City | CA | 10/2012 | Present |
| Tauberg Holdings, Llc. | Los Angeles | CA | 09/2016 | Present |
| Jpmorgan Chase Bank, N.A. | Studio City | CA | 12/2008 | Present |
ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: TAUBERG HOLDINGS, LLC. POSITION: GENERAL PARTNER START DATE: 9/1/2016 ADDRESS: 831 LOS ANGELES, CA DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2016 ADDRESS: 1451 Santa Monica, CA DETAILS: 1451 SANTA MONICA, CA. CONDO. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-13 |
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