Daniel Tauberg

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → Present
  Wamu Investments, Inc.
  Glendale, CA
• 07/2014 → 08/2025
  Day Riverside Petroleum
  Riverside, CA
• 10/2012 → Present
  J.P. Morgan Securities Llc
  Studio City, CA
• 09/2016 → Present
  Tauberg Holdings, Llc.
  Los Angeles, CA
• 12/2008 → Present
  Jpmorgan Chase Bank, N.A.
  Studio City, CA

Previous Registrations

• 2009-05-02 → 2012-10-01
  Chase Investment Services Corp.
  Burbank, CA
  Glendale, CA
  Burbank, CA
  Burbank, CA
  West Hollywood,, CA
  Los Angeles, CA
  Burbank, CA
  West Hollywood, CA
  West Hollywood, CA
• 2009-01-14 → 2009-05-02
  Wamu Investments, Inc.
  Glendale, CA
• 2008-06-16 → 2008-07-14
  Ameriprise Financial Services, Llc
  Los Angeles, CA

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: TAUBERG HOLDINGS, LLC. POSITION: GENERAL PARTNER START DATE: 9/1/2016 ADDRESS: 831 LOS ANGELES, CA DETAILS: rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2016 ADDRESS: 1451 Santa Monica, CA DETAILS: 1451 SANTA MONICA, CA. CONDO. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 0 HOURS DURING TRADING: 0

Exams

• S66 Uniform Combined State Law Examination
  2008-06-13

Other Names

• Daniel Robin Tauberg