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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-15 |
| TX | RA | APPROVED_RES | 2025-06-19 |
Branch Locations
1801 Watermark Dr Suite 300, Columbus, OH 43215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corp | Georgetown | TX | 11/2013 | 03/2020 |
| Mutual Of America | Austin | TX | 03/2020 | 05/2025 |
| Corient | Columbus | OH | 05/2025 | Present |
| Corient Services Llc | Miami | FL | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-23 |
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