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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
  • NY RA
    APPROVED
    Since 2021-05-18

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 05/2007 06/2020
Equitable Advisors, Llc New York NY 05/2007 Present
Other Businesses

Owner, Rental property, 126 Straley Ave. Lower Buffalo, NY 14221 - Owner, Manager - Manages property and facilitate vacation rentals - 7/5/2017, 4 hours per week, $5000 yearly comp Not investor related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-18
  • S66 Uniform Combined State Law Examination
    2007-06-18

View on SEC IAPD

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