Gregory Depaul Whelan

Current Employers

Employment History

• 04/2013 → 02/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Ft. Lauderdale, FL
• 06/2013 → 02/2025
  Bank Of America, N.A.
  Fort Lauderdale, FL
• 02/2025 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 02/2025 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2013-04-22 → 2025-03-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fort Lauderdale, FL
• 2011-09-07 → 2013-05-20
  Morgan Stanley
  Aventura, FL
  Fort Lauderdale, FL

Other Businesses

1) DBA - DEPAUL CAPITAL LLC - 6451 N. FEDERAL HIGHWAY, SUITE 1201, FORT LAUDERDALE, FL 33308; INVESTMENT REALTED; FINANCIAL SERVICES/WEALTH MANAGEMENT; OWNER/FINANCIAL ADVISOR; 100% OF TIME SPENT. 2) PIRATA HOLDINGS LLC - 1770 E. LAS OLAS BLVD, 507, FORT LAUDERDALE, FL 33301; NON-INVESMENT RELATED; REAL ESTATE; OWNER; LESS THAN 1% OF TIME SPENT. 3) DCAP INSURANCE SOLUTIONS LLC - 1770 E. LAS OLAS BLVD, 507, FORT LAUDERDALE, FL 33301; INVESMENT RELATED; START DATE JUNE 16, 2025; SELLING LIFE INSURANCE; MANAGER; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES 4) LOLS HOLDINGS - 331 LIDO DRIVE, FORT LAUDERDALE, FL 33301; INVESTMENT RELATED; RENTAL PROPERTY; CO-OWNER; LESS THAN 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; LESS THAN 1 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-01
• S63 Uniform Securities Agent State Law Examination
  2008-02-05

Designations

Other Names

• Gregory Depaul Whelan
• Gregory Whelan