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Jennifer Maureen Mon-Lei Ng

Janney Montgomery Scott LLC

New York, NY

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-27
NJ RA APPROVED 2020-08-31
  • NY RA
    APPROVED
    Since 2021-07-27
  • NJ RA
    APPROVED
    Since 2020-08-31

Branch Locations

1166 Avenue Of The Americas 21St Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bessemer Trust New York NY 10/2016 04/2019
Neuberger Berman New York NY 12/2006 10/2016
Stifel Nicholaus & Co. Inc. New York NY 07/2019 11/2019
Janney Montgomery Scott Llc New York NY 03/2020 09/2020
Unemployed N/A NY 04/2019 07/2019
Unemployed N/A NY 11/2019 01/2020
Stifel Nicholas & Co. Inc. New York NY 01/2020 03/2020
Janney Montgomery Scott Llc New York NY 09/2020 Present
  • 10/2016 → 04/2019
    Bessemer Trust
    New York, NY
  • 12/2006 → 10/2016
    Neuberger Berman
    New York, NY
  • 07/2019 → 11/2019
    Stifel Nicholaus & Co. Inc.
    New York, NY
  • 03/2020 → 09/2020
    Janney Montgomery Scott Llc
    New York, NY
  • 04/2019 → 07/2019
    Unemployed
    N/A, NY
  • 11/2019 → 01/2020
    Unemployed
    N/A, NY
  • 01/2020 → 03/2020
    Stifel Nicholas & Co. Inc.
    New York, NY
  • 09/2020 → Present
    Janney Montgomery Scott Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-28
  • S66 Uniform Combined State Law Examination
    2020-08-28
Other Names
  • Jennifer Maureen Lum
  • Jennifer Ng

View on SEC IAPD

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BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
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