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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-02-21 |
| TX | RA | APPROVED | 2019-02-21 |
Branch Locations
4730 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809 • United States
Baton Rouge, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Baton Rouge | LA | 10/2007 | 02/2019 |
| Ameriprise Financial Services, Inc. | Baton Rouge | LA | 02/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Baton Rouge | LA | 03/2020 | Present |
Business Ownership; S J Marino Enterprises, LLC; Co-owner; Personal vacation property, and have a property management company managing the property!; 360 VILLAGE BLVD, , SANTA ROSA BEACH, FL, 32459; Investment-Related; 12/30/1994; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Associated Investors, Inc.; Board of Director-President; 10770 N. Harrells Ferry Road, , Baton Rouge, LA, 70816; Not Investment-Related; 01/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-12-29 |
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