Kevin Eric Wells

Current Employers

Employment History

• 08/2016 → 11/2020
  Kms Financial Services, Inc
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Prescott, AZ
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Prescott, AZ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Prescott, AZ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Prescott, AZ

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Prescott, AZ
  Prescott, AZ
  Prescott, AZ
• 2016-09-06 → 2020-11-06
  Kms Financial Services, Inc.
  Prescott, AZ
  Seattle, WA
  Seattle, WA
• 2015-09-10 → 2016-08-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Prescott, AZ
• 2012-10-01 → 2015-09-24
  J.P. Morgan Securities Llc
  Prescott, AZ
  Prescott, AZ
• 2008-08-28 → 2012-10-01
  Chase Investment Services Corp.
  Prescott, AZ
  Prescott, AZ
  Prescott, AZ
  Prescott, AZ
  Prescott, AZ
  Prescott, AZ
• 2007-04-02 → 2008-08-21
  Morgan Stanley & Co. Llc
  Prescott, AZ
• 2007-02-27 → 2007-04-02
  Morgan Stanley Dw Inc.
  Prescott, AZ

Other Businesses

1. DBA - KW Wealth Management 2. BNI (BUSINESS NETWORKING INTERNATIONAL) POSITION: chapter member NATURE: I'm a participating member of the chapter and am not compensated or receiving any incentive now or in the future in this role. Previous roll as VP of chapter ended 10/01/2023 as stated in my comments for this OBA in 2022. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 6 START DATE: 10/01/2023 ADDRESS: 7500 N Dreamy Draw Dr, Ste 202, Phoenix AZ 85020 DESCRIPTION: As A member I hold the seat as the Financial Advisor and discuss types of potential clients and/or situations that I would be interested in meeting. All members share what services or prospects they would like a referral for or to be introduced to. Although there is only one seat per business category in the chapter, this network is NOT a forced referral system and DOES NOT require that ANY member refer or work with a specific member in the chapter or any of the chapters worldwide. The goal of BNI is to assist in the development of relationships between members to promote trust that could lead to referral in the future but is not guaranteed. 3. PRESCOTT FINANCIAL POSITION: Advisory Services NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/28/2024 ADDRESS: 141 S McCormick Street, Suite 110, Prescott AZ 86303, United States DESCRIPTION: Investment Advice and Management

Exams

• S66 Uniform Combined State Law Examination
  2007-01-27