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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2007-01-26 |
Branch Locations
1585 Kapiolani Blvd Ste 1616, Honolulu, HI 96814-4524 • United States
Honolulu, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 11/2006 | 03/2020 |
| Ameriprise Financial Services, Llc | Honolulu | HI | 03/2020 | Present |
Real Estate Ownership; Single Family; 801 South St Apt 2208, , Honolulu, HI, 96813; Not Investment-Related; 12/01/2021. Board of Directors; Chinatown 808; Vice President; P.O. Box 37224, , Honolulu, HI, 96837; Not Investment-Related; 01/18/2022; 20 to 39 hours per month; 0 during trading hours. Outside Employment; Made in Hawaii Festival Transportation Site Manager; Manage parking operations and the traffic flow at a parking lot during the Made in Hawaii Festival, a large scale pop-up retail marketplace.; One-time independent contractor agreement for a paid position to manage a parking lot during the Made in Hawaii Festival for two days on Saturday, 8/22/26 and Sunday, 8/23/26.; 1009 Kapiolani Blvd #810, , Honolulu, HI, 96814; Not Investment-Related; 08/22/2026; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-25 |
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