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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-21 |
| TX | RA | APPROVED | 2021-06-21 |
Branch Locations
320 Park Avenue Fl 14, New York, NY 10022 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pelion Securities Corp | New York | NY | 01/2009 | 06/2021 |
| Raymond James & Associates, Inc. | Ney York | NY | 06/2021 | Present |
(1) Name of Business: Avanza Capital Markets Inc Address: 940 park avenue 8a, New York, NY, 10022, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/31/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: The Corporation has no operating activities. Therefore, I have no responsibilities beyond directing that transfer of proprietary funds during wind-down.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 2009-06-23 |
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