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Ariana Campos Acosta

Ubs Financial Services Inc.

New York, NY

CRD 5244739

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-10-26
VA RA APPROVED 2023-10-26
NY RA APPROVED 2021-10-26
NJ RA APPROVED 2013-03-21
  • FL RA
    APPROVED
    Since 2023-10-26
  • VA RA
    APPROVED
    Since 2023-10-26
  • NY RA
    APPROVED
    Since 2021-10-26
  • NJ RA
    APPROVED
    Since 2013-03-21

Branch Locations

299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 02/2013 Present
Previous Registrations
Other Businesses

ABA DESIGN BUILD LLC; 2 Highland Place, Clark; NJ 07066; Home renovation; Partner; None; 6/15/2018; Business hours per month: No // AAG & ASSOCIATES LLC; 2 Highland Place, Clark, NJ; 07066; Waterproofing; Sole proprietorship; none; 9/8/2014; Business hours per month: No NAME OF OTHER BUSINESS: Innovations at the Rock LLC / INVESTMENT RELATED?: Y / ADDRESS: 112 Washington Rock Road, Watchung, New jersey/ NATURE OF THE BUSINESS: non-operating holding company / POSITION: Owner / DUTIES: None / START DATE: 7/30/22/ HOURS DEVOTED TO BUSINESS: NA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-02-12
S63 Uniform Securities Agent State Law Examination 2007-02-26
  • S65 Uniform Investment Adviser Law Examination
    2010-02-12
  • S63 Uniform Securities Agent State Law Examination
    2007-02-26
Other Names
  • Ariana L Campos
  • Ariana Lacerda Campos

View on SEC IAPD

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