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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-10-26 |
| VA | RA | APPROVED | 2023-10-26 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2013-03-21 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 02/2013 | Present |
ABA DESIGN BUILD LLC; 2 Highland Place, Clark; NJ 07066; Home renovation; Partner; None; 6/15/2018; Business hours per month: No // AAG & ASSOCIATES LLC; 2 Highland Place, Clark, NJ; 07066; Waterproofing; Sole proprietorship; none; 9/8/2014; Business hours per month: No NAME OF OTHER BUSINESS: Innovations at the Rock LLC / INVESTMENT RELATED?: Y / ADDRESS: 112 Washington Rock Road, Watchung, New jersey/ NATURE OF THE BUSINESS: non-operating holding company / POSITION: Owner / DUTIES: None / START DATE: 7/30/22/ HOURS DEVOTED TO BUSINESS: NA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2007-02-26 |
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