Nicholas Robert Bearden

Current Employers

Employment History

• 07/2011 → 08/2019
  Edward Jones
  St. Louis, MO
• 08/2019 → 06/2025
  Stifel, Nicolaus & Company, Incorporated
  Brevard, NC
• 06/2025 → Present
  Raymond James Financial Services, Inc.
  Tuscaloosa, AL
• 06/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Tuscaloosa, AL
• 06/2025 → Present
  Smartbank
  Tuscaloosa, AL

Previous Registrations

• 2019-08-01 → 2025-06-12
  Stifel, Nicolaus & Company, Incorporated
  Brevard, NC
  Tuscaloosa, AL
• 2011-07-13 → 2019-08-07
  Edward Jones
  St Louis, MO
  Asheville, NC
  Brevard, NC
• 2007-09-14 → 2011-07-12
  Ameritas Investment Company, Llc
  Homewood, AL
• 2007-06-01 → 2007-08-17
  Invest Financial Corporation
  Appleton, WI
  Tuscaloosa, AL
  Hoover, AL
  Tuscaloosa, AL
  Tuscaloosa, AL
  Tuscaloosa, AL
• 2007-02-01 → 2007-06-04
  First Horizon Advisors, Inc.
  Tuscaloosa, AL

Other Businesses

(1)Name of Business: Family Tide, LLC Address: 20130 Sanders Ferry Road, Tuscaloosa, AL, 35401, United States Activity Type: Other Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/01/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real Estate Investment (2)Name of Business: Sawtooth Bend LLC Address: 20130 Sanders Ferry Road, Tuscaloosa, AL, 35401, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 09/22/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I will make sure outside is mowed etc. and take care of maintenance. (3)Name of Business: SmartBank Investment Services Address: 2301 University Blvd, Tuscaloosa, AL, 35401-1543, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/03/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Work as a Financial Advisor for SmartBank Investment Services

Exams

• S66 Uniform Combined State Law Examination
  2007-01-30

Other Names

• Nick Robert Bearden
• Nicholas Robert Bearden