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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-21
  • TX RA
    APPROVED
    Since 2015-01-21

Branch Locations

363 N Sam Houston Pkwy E Ste 1480, Houston, TX 77060 • United States

The Woodlands, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tim Blanchard--Ameriprise Financial The Woodlands TX 11/2006 Present
Ameriprise Financial Service, Inc The Woodlands TX 04/2008 03/2020
Ameriprise Financial Services, Llc Houston TX 03/2020 Present
  • 11/2006 → Present
    Tim Blanchard--Ameriprise Financial
    The Woodlands, TX
  • 04/2008 → 03/2020
    Ameriprise Financial Service, Inc
    The Woodlands, TX
  • 03/2020 → Present
    Houston, TX
Other Businesses

Outside Employment; Penni, Rippey, Cunningham, & Associates, LLC; Plan writing -; Financial Advising Practice for Ameriprise; 363 N Sam Houston Pkwy E, Ste 1480 Houston, Texas 77060, ,; Investment-Related; 01/01/2016; 20 to 39 hours per month; 10 to 19 during trading hours. Other Business Activities; Plan Production Service Provider; Provide plan production services to local advisors; 28 Kearny Brook Pl, The Woodlands, TX, ,; ; 02/20/2009; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-23
  • S66 Uniform Combined State Law Examination
    2008-06-23
Other Names
  • Athena Lynne Frazar

View on SEC IAPD

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