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CRD 5242627
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-11 |
| FL | RA | APPROVED | 2024-12-02 |
Branch Locations
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
1285 Avenue Of The Americas 19Th Floor, New York, NY 10019 • United States
Boca Raton, FL • United States
100 South East Second Street 27Th Floor, Miami, FL 33131 • United States
100 South East Second Street Suite 2340, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Switzerland Ag | Zurich | 01/2008 | 04/2024 | |
| Ubs Fsi | Coral Gables | FL | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-27 |
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