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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-11-30 |
| TX | RA | APPROVED | 2023-11-30 |
Branch Locations
6815 Poplar Avenue Suite 210, Germantown, TN 38138 • United States
Germantown, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 03/2015 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 03/2015 | 08/2023 |
| Shoemaker Financial | Germantown | TN | 03/2015 | 11/2023 |
| Cetera Advisor Networks Llc | Germantown | TN | 08/2023 | 11/2023 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 11/2023 |
| Rbc Capital Markets, Llc | Memphis | TN | 11/2023 | Present |
GERMANTOWN RAYS 11U POSITION: Volunteer NATURE: Sport Coach/Referee INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2019 ADDRESS: , Germantown TN , United States DESCRIPTION: Volunteer RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2015 ADDRESS: , Memphis TN , United States DESCRIPTION: Owner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2007-06-15 |
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