Ward Marslender I I I

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2013-10-18
TX	RA	APPROVED	2013-10-18

NC RA
APPROVED

Since 2013-10-18
TX RA
APPROVED

Since 2013-10-18

Branch Locations

3101 Glenwood Ave Ste 213, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Raleigh	NC	10/2013	Present

10/2013 → Present

Wells Fargo Advisors Financial Network, Llc

Raleigh, NC

Previous Registrations

2008-01-01 → 2013-10-18

Wells Fargo Clearing Services, Llc

Raleigh, NC

Raleigh, NC
2007-02-19 → 2008-01-01

A. G. Edwards & Sons, Inc.

Raleigh, NC

St. Louis, MO

Other Businesses

MARSLENDER-WEST ASSET MANAGEMENT; INVESTMENT RELATED; RALEIGH,NC; 17% OWNERSHIP; START DATE 10/18/2013; NUMBER OF HOURS PER MONTH 225; NUMBER OF HOURS DURING TRADING 8; OWNER OF FINET PRACTICE

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-02-16

S66 Uniform Combined State Law Examination

2007-02-16

Other Names

William Ward Marslender Iii
W. Ward Marslender
W Ward Marslender
William Ward Marslender

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews