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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 10/2006 | Present |
| Northwestern Mutual Investment Services, Llc | Lafayette | LA | 05/2007 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | Present |
MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 50% OWNER, 80 SPARKS DR, ZWOLLE, , LOUISIANA, 71486, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 10/16/2015, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD 40.5% OWNER, CAJUN TRADITIONS FOOD PROCESSORS LLC, 188 OLIVIER RD, CHURCH POINT, , LOUISIANA, 70252, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 06/28/2019, HOURS PER MONTH: 41-79, HOURS DURING SECURITIES TRADING HOURS: 21-40, BUSINESS DEVELOPMENT 40.5% OWNER, TALLY HO INVESTMENTS LLC, 188 OLIVIER RD, CHURCH POINT, , LOUISIANA, 70525, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 07/23/2019, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENT LEASE SPACE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-06-14 |
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