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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-22 |
| SC | RA | APPROVED | 2017-03-25 |
Branch Locations
2265 Clements Ferry Rd Ste 206, Charleston, SC 29492 • United States
North Charleston, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | North Charleston | SC | 09/2014 | 03/2017 |
| Massmutual Life Insurance Co | Charleston | SC | 07/2016 | Present |
| Mml Investors Services, Llc | Charleston | SC | 03/2017 | Present |
(1)NAME: LYNN MACK INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START DATE: 5/2017 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 1 DESCRIBE DUTIES: LIFE (TERM/UNIVERSAL/WHOLE), DISABILITY, LONG-TERM CARE, HEALTH, AND FIXED ANNUITIES. (2)NAME: LYNN MACK INV REL: N ADD: RESIDENTIAL ADDRESS NATURE: NOTARY POSITION: NOTARY START DATE: 3/2007 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3)NAME: SOUTH EASTERN WEALTH MANAGEMENT GROUP, LLC INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 10/9/2024 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 130 DESCRIBE DUTIES: PAY ADMINISTRATIVE SUPPORT STAFF AND MANAGE ASSOCIATE EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-18 |
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