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Laura Kay Brannen West

West Financial Advisors, L.L.C.

Des Moines, IA

CRD 5236631

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Employer firm

West Financial Advisors, L.l.c. CRD 142265

$674M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
West Financial Advisors, L.L.C.

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-09
IA RA APPROVED 2006-10-30
  • AZ RA
    APPROVED
    Since 2026-02-09
  • IA RA
    APPROVED
    Since 2006-10-30

Branch Locations

111 East Grand, Suite 412, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Financial Advisors, L.L.C. Des Moines IA 04/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-10-05
  • S65 Uniform Investment Adviser Law Examination
    2006-10-05
Designations
  • Certified Financial Planner
Other Names
  • Laura Kay Brannen

View on SEC IAPD

Nearby Firms

OSAIC INSTITUTIONS, INC.
EQUITABLE ADVISORS, LLC
LPL FINANCIAL LLC

Nearby Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers

Nearby Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA

More in Des Moines, IA

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