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Elizabeth Patterson Cooper

Ubs Financial Services Inc.

West Palm Beach, FL

West Palm Beach, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-03-13
TX RA APPROVED 2014-10-20
  • FL RA
    APPROVED
    Since 2015-03-13
  • TX RA
    APPROVED
    Since 2014-10-20

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Palm Beach FL 10/2014 Present
Previous Registrations
  • 2009-02-18 → 2014-11-14
    Barclays Capital Inc.
    New York, NY
    Palm Beach, FL
    Philadelphia, PA
    Washington, DC
  • 2007-04-24 → 2008-10-15
    Lehman Brothers Inc.
    Palm Beach, FL
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-23
  • S66 Uniform Combined State Law Examination
    2007-04-23
Other Names
  • Liddy Cooper

View on SEC IAPD

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CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
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