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James Madison King

Jmk & Associates, LLC

Spokane, WA

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Current Employers
Jmk & Associates, Llc

102 East Main Street, Spokane, WA 99202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-14
WA RA APPROVED 2021-03-11
  • TX RA
    APPROVED_RES
    Since 2025-04-14
  • WA RA
    APPROVED
    Since 2021-03-11

Branch Locations

102 East Main Street, Spokane, WA 99202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jmk & Associates Spokane WA 01/2013 Present
Jam Properties Spokane WA 08/2014 Present
Lpl Financial, Llc Spokane WA 04/2016 Present
Financial Advocates Investment Management Spokane WA 04/2016 06/2021
Jmk & Associates, Llc Spokane WA 03/2021 Present
  • 01/2013 → Present
    Jmk & Associates
    Spokane, WA
  • 08/2014 → Present
    Jam Properties
    Spokane, WA
  • 04/2016 → Present
    Lpl Financial, Llc
    Spokane, WA
  • 04/2016 → 06/2021
    Financial Advocates Investment Management
    Spokane, WA
  • 03/2021 → Present
    Spokane, WA
Previous Registrations
  • 2016-05-16 → 2021-06-30
    Financial Advocates Investment Management
    Spokane, WA
    Olympia, WA
    Colville, WA
    Spokane, WA
  • 2007-01-05 → 2016-05-12
    Waddell & Reed
    Spokane, WA
    Spokane, WA
    Coeur D'ALene, ID
Other Businesses

1. 11/28/2018 - JABS102 - Not Investment Related - Spokane, WA 99202 - Real Estate Rental - Start Date: 11/06/2018 - 5 Hours Per Month/1 Hour During Securities Trading. 2. 01/16/2019 - no business name - Not investment related - At reported business location(s) - Notary Public Commission - start date:01/07/2019 - 1 hr/mo - 1 hr during trading. 3. 12/27/2023 - JMK & Associates - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 3/1/2021 - 160 Hrs/Mo; 5 Hrs During Trading - I provide investment advisory services through JMK & Associates, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-04
  • S66 Uniform Combined State Law Examination
    2007-01-04
Other Names
  • James King
  • Jimmy King

View on SEC IAPD

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