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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-10 |
| IL | RA | APPROVED | 2019-05-29 |
Branch Locations
510 Lake Cook Road Suite 450, Deerfield, IL 60015 • United States
Northbrook, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mesirow Financial, Inc. | Highland Park | IL | 08/2012 | 05/2019 |
| Raymond James & Associates, Inc. | Deerfield | IL | 05/2019 | Present |
| Roosevelt University | Chicago | IL | 05/2019 | Present |
Name of Business: Roosevelt University Address: 430 S. Michigan Avenue, Chicago, IL, 60605, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 05/29/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Adjunct Professor in the College of Business teaching both undergraduate and graduate finance courses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-11 |
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