Kathleen J Roshay

Current Employers

Employment History

• 11/2013 → 05/2017
  D.A. Davidson & Co.
  Los Angeles, CA
• 05/2017 → Present
  Raymond James And Associates
  Pasadena, CA

Previous Registrations

• 2013-11-25 → 2017-05-10
  D.A. Davidson & Co.
  Great Falls, MT
  Los Angeles, CA
• 2013-11-04 → 2013-11-25
  Crowell Weedon & Co.
  Los Angeles, CA
• 2008-01-17 → 2013-11-04
  Crowell, Weedon & Co.
  Los Angeles, CA

Other Businesses

(1)Name of Business: Address: 3480 BARHAM BLVD APT 313, LOS ANGELES, CA, 90068-1466, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/22/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This property is a duplex that I purchased with my daughter. She will be managing it, however she could not get a mortgage without me co signing. The upper unit is already rented. We have opened a joint account at RJ to help manage expenses and put the mortgage on auto pay (2)Name of Business: Address: 3480 Barham Blvd, 313, los angeles, CA, 90068, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/07/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: meet virtually with property manager who will be managing the property locally (3)Name of Business: Daring Greatly Trust Address: 3480 Barham Blvd. 313, Los Angeles, CA, 90068, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/29/2006 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Own and Manage property

Exams

• S66 Uniform Combined State Law Examination
  2007-06-14

Other Names

• Kathy Roshay