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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-11-20
TX RA APPROVED 2014-09-19
  • OK RA
    APPROVED
    Since 2023-11-20
  • TX RA
    APPROVED
    Since 2014-09-19

Branch Locations

5600 Northwest Central Dr, Houston, TX 77092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Houston TX 08/2014 Present
Thrivent Financial Appleton WI 12/2014 Present
Previous Registrations
Other Businesses

COTTON COLLECTIVE POSITION: Photographer NATURE: My wife owns her own photography business. She primarily provides photography to her clients including family sessions, special events, corporate parties, weddings, and lifestyle shoots. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2015 ADDRESS: 1006 Wakefield Drive, Houston TX 77018, United States DESCRIPTION: I am responsible for helping with photography for weddings during weekends. My responsibilities include photography as a second photographer (my wife being the primary photographer). I am not involved with operations beyond photography on the day of a wedding. THE GROVE CHURCH POSITION: Board Member NATURE: It's a church and I will serve as a board member when it launches. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 8200 Washington Ave., Houston TX 77007, United States DESCRIPTION: Meet to discuss activities of the church, core beliefs, strategic growth and outreach initiatives, vision, and church operations.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-09-18
S65 Uniform Investment Adviser Law Examination 2007-10-09
  • S63 Uniform Securities Agent State Law Examination
    2014-09-18
  • S65 Uniform Investment Adviser Law Examination
    2007-10-09

View on SEC IAPD

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