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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2015-06-08
  • CO RA
    APPROVED
    Since 2015-06-08

Branch Locations

Financial Center Two 2220 Briargate Parkway, Colorado Springs, CO 80920 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Colorado Springs CO 01/2008 Present
  • 01/2008 → Present
    T. Rowe Price Investment Services, Inc.
    Colorado Springs, CO
Other Businesses

(1) COUNTRY ROAD LIFE; NOT INVESTMENT RELATED; COLORADO SPRINGS, CO; OWNER; 10/2023; 10 HOURS PER MONTH, 0 DURING TRADING; ASSISTING WIFE WITH DESIGNS AND SALES OF T-SHIRTS, HATS, ETC. VIA SMALL PRINT ON DEMAND HOBBY. (2) Pride Soccer Club; 7/15/2024; Non Investment Related; pridesoccer.com; Coach; Colorado Springs, CO; Soccer coach for U15 2010 Girls Team. Duties consist of coaching sessions 2-3 times in evenings and games on weekends; 15 hours during the month; 0 during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-29
S63 Uniform Securities Agent State Law Examination 2007-03-13
  • S66 Uniform Combined State Law Examination
    2007-10-29
  • S63 Uniform Securities Agent State Law Examination
    2007-03-13

View on SEC IAPD

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