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Stefanie Spranley Childs

LPl Financial LLC

Mandeville, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-09
LA RA APPROVED 2014-05-29
  • TX RA
    APPROVED_RES
    Since 2017-01-09
  • LA RA
    APPROVED
    Since 2014-05-29

Branch Locations

2 Sanctuary Blvd, Ste100, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Mandeville LA 05/2014 Present
Previous Registrations
  • 2014-05-03 → 2014-06-03
    Capital One Financial Advisors Llc
    Melville, NY
Other Businesses

1. 10/2/2017 - Margaret Benjamin, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 10/01/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 2. 10/19/2017 - SIA Investment Services, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 01/01/2018 - 2 hours per month - 0 hours during securities trading. 3. 03/07/2024 - SLS Jewels, LLC dba SLS Wares - Not investment Related - Home Based - Business Owner - Start Date: 01/01/2019 - 5 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-05-02
S63 Uniform Securities Agent State Law Examination 2007-04-06
  • S66 Uniform Combined State Law Examination
    2014-05-02
  • S63 Uniform Securities Agent State Law Examination
    2007-04-06
Other Names
  • Stefanie Aimee Spranley
  • Stefanie S. Childs

View on SEC IAPD

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EDELMAN FINANCIAL ENGINES
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
GT FINANCIAL, LTD., L.L.C.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

JEFFREY DAVID BRUCE
STEWART RYAN SHIELDS
MICHAEL T HUERSTEL
DOUGLAS C TATE
RICHARD S DANIELSON
PHILBERT J DEMARIE
JEANINE MARIE CAZAUBON
DARRYL NORMAN MIERL

Other Offices

LPL FINANCIAL LLC · MANDEVILLE, LA
CONCURRENT INVESTMENT ADVISORS, LLC · Mandeville, LA
EAGLE STRATEGIES LLC · MANDEVILLE, LA
AMERIPRISE FINANCIAL SERVICES, LLC · MANDEVILLE, LA
LPL FINANCIAL LLC · MANDEVILLE, LA
SILVER OAK SECURITIES, INCORPORATED · MADISONVILLE, LA
EDELMAN FINANCIAL ENGINES · MANDEVILLE, LA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MANDEVILLE, LA

More in Mandeville, LA

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