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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-02-22
  • MI RA
    APPROVED
    Since 2016-02-22

Branch Locations

3121 Macatawa Dr. Sw, Grandville, MI 49418 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 02/2016 Present
Williams & Co Dba Williams And Company Financial Services Grandville MI 10/2006 Present
Ottawa Area Isd Holland MI 01/2007 Present
Doug Bagley (Self Employed) Grand Haven MI 10/2006 Present
(Marsp) Michigan Association Of Retired School Personnel Lansing MI 01/2020 Present
  • 02/2016 → Present
    Carpinteria, CA
  • 10/2006 → Present
    Williams & Co Dba Williams And Company Financial Services
    Grandville, MI
  • 01/2007 → Present
    Ottawa Area Isd
    Holland, MI
  • 10/2006 → Present
    Doug Bagley (Self Employed)
    Grand Haven, MI
  • 01/2020 → Present
    (Marsp) Michigan Association Of Retired School Personnel
    Lansing, MI
Previous Registrations
  • 2011-04-26 → 2016-02-19
    Legend Advisory, Llc
    Grandville, MI
    Palm Beach Gardens, FL
Other Businesses

1) Williams & Co dba Williams and Company Financial Services - 3121 Macatawa Dr. SW, Grandville, MI 49418; Investment related; Securities and Insurance Sales & Svcs; Agent; Start date 10/06; 80 hrs/mnth; 60 hrs/mnth during trading. 2) Ottawa Area ISD-6364 136th Ave, Holland, MI 49424; Noninvestment related; Educational Business Training Services; Corporate Training Supervisor; Start date 1/07; 160 hrs/mnth & during trading. 3) Doug Bagley (self employed)-14111 Payne Forest Ave, Grand Haven, MI 49417; Investment related; Insurance (fixed) sales & svcs; Agent; Start date 10/06; 20 hrs/mnth & during trading. 4)Michigan Association of Retired School Personnel (MARSP);3645 E. Jolly Rd, Lansing, MI 48910; Start date 1/1/20; Presenter; Educational services & presentations; 1 hrs/mnth; 0 hrs/mnth during trading; IR

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-21
S63 Uniform Securities Agent State Law Examination 2006-11-15
  • S65 Uniform Investment Adviser Law Examination
    2011-04-21
  • S63 Uniform Securities Agent State Law Examination
    2006-11-15

View on SEC IAPD

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