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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED_RES | 2015-01-07 |
Branch Locations
122 State Street, First Floor, Binghamton, NY 13901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Company Inc. | Binghamton | NY | 10/2006 | Present |
1. Notary Public; 122 State St Binghamton NY 13901; notarizing signatures; 11/27/2006; 1 hr/year; Not during security trading hours; Not Investment-Related 2. The JR Gaudet Foundation, INC.; 80 exchange st binghamton, NY 13901; 501c3 - non profit; VP; planning events and review scholarship applications; 04/09/2025; 10hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-19 |
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