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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2022-02-22 |
Branch Locations
1650 Ring Road, Elizabethtown, KY 42701 • United States
Scottsville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Fort Myers | FL | 10/2007 | 07/2017 |
| Fifth Third Securities | Fort Myers | FL | 01/2008 | 07/2017 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 07/2017 | 02/2018 |
| Southeast Financial Cu | Brentwood | TN | 07/2017 | 02/2018 |
| Global Motor Sports | Brentwood | TN | 02/2018 | 06/2018 |
| Fifth Third Bank | Venice | FL | 06/2018 | 08/2020 |
| Fifth Third Securities | Venice | FL | 06/2018 | 08/2020 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 01/2021 | 02/2022 |
| Cuna Mutual Group | Waverly | IA | 01/2021 | 02/2022 |
| Unemployed | Glasgow | KY | 08/2020 | 01/2021 |
| Cetera Investment Services Llc | Saint Cloud | MN | 02/2022 | Present |
| Cetera Investment Advisers Llc | Glasgow | KY | 02/2022 | Present |
| Abound Credit Union | Glasgow | KY | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-03-15 |
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