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Elizabeth Naylor Cady

Ep Wealth Advisors

Littleton, CO

Torrance, CA

CRD 5231671

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Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-01-19
CO RA APPROVED 2017-01-19
  • CA RA
    APPROVED
    Since 2017-01-19
  • CO RA
    APPROVED
    Since 2017-01-19

Branch Locations

8081 Shaffer Parkway, Suite 4, Littleton, CO 80127 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ep Wealth Advisors Torrance CA 01/2017 Present
Unemployed Denver CO 11/2015 01/2017
  • 01/2017 → Present
    Ep Wealth Advisors
    Torrance, CA
  • 11/2015 → 01/2017
    Unemployed
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-05
  • S63 Uniform Securities Agent State Law Examination
    2007-01-05
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Elizabeth N Cady

View on SEC IAPD

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DAMIAN DANIEL WALSH
PRISCILLA ANNE PEOPLES
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Nearby Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Highlands Ranch, CO
EDWARD JONES · Littleton, CO
EDWARD JONES · HIGHLANDS RANCH, CO

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