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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

1873 S Bellaire St Ste 1600, Denver, CO 80222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 10/2006 Present
Northwestern Mutual Investment Services, Llc Edwards CO 10/2006 Present
Vail Associates, Inc Vail CO 12/1998 Present
Youth Soccer Denver CO 04/2015 03/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
Colorado Storm Centennial CO 08/2026 Present
  • 10/2006 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2006 → Present
    Edwards, CO
  • 12/1998 → Present
    Vail Associates, Inc
    Vail, CO
  • 04/2015 → 03/2022
    Youth Soccer
    Denver, CO
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2026 → Present
    Colorado Storm
    Centennial, CO
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2) VAIL ASSOCIATES, INC., VAIL/BEAVER CREEK SKI/SNOWBOARD SCHOOL, NON-INVESTMENT RELATED, VAIL, CO, SKI/SNOWBOARD INSTRUCTOR, STARTED 12/1998, 6 HRS PER DAY FOR 14 DAYS OUT OF 5 MONTHS PER YEAR (SEASONAL). 3. PRESIDENT, ST BONAVENTURE ALUMNI ASSOCIATION, ., ., , COLORADO, 80016, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 05/12/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, HAVEN'T DONE ANYTHING IN 3 YEARS, BUT MIGHT ASSIST WITH ORGANIZING LOCAL ALUMNI EVENTS. 4. 100% OWNER, 1 WATERFRONT WAY, 1 WATERFRONT WAY, AVON, , COLORADO, 81620, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 05/12/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE, ON SITE MANAGER 5. OWNER, GROW, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 6. OWNER, DAMAHA LLC, LEGAL ENTITY, START DATE: 1/1/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 7. 1 WATERFRONT WAY, 1 WATERFRONT WAY, AVON, , COLORADO, 81620, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 5/12/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE, ON SITE MANAGER. NON-INVESTMENT RELATED. 8. COACH, COLORADO STORM, 7900 S POTOMAC ST, DOVE VALLEY, CENTENNIAL, , COLORADO, 80112, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 8/20/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SOCCER COACH. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-05-13
  • S66 Uniform Combined State Law Examination
    2010-05-13
Other Names
  • Andrew David Croteau

View on SEC IAPD

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