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Current Employers
Providence Financial And Insurances, Inc.

6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-11-09
  • CA RA
    APPROVED
    Since 2011-11-09

Branch Locations

6320 Canoga Avenue, Suite 600, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence Financial And Insurance Services, Inc Woodland Hills CA 08/2011 Present
Sound Income Wealth, Llc Woodland Hills CA 08/2026 Present
  • 08/2011 → Present
    Providence Financial And Insurance Services, Inc
    Woodland Hills, CA
  • 08/2026 → Present
    Sound Income Wealth, Llc
    Woodland Hills, CA
Previous Registrations
Other Businesses

1. Anthony Saccaro Law, APC, Not Investment Related. 6320 Canoga Ave, Ste 600, Woodland Hills, CA 91364. Estate Planning Law Firm. President/Attorney. 9/2020 - Present. Approximately 10 hours per month. Advise clients regarding estate planning legal issues. 2. Providence Financial & Insurance Services, Inc. Investment Related. 6320 Canoga Ave, Ste 600, Woodland Hills, CA 91364. SEC Registered Investment Advisory Firm. President/Financial Advisor. 2011 - Present. Approximately 200 hours per month. Financial Planner, Retirement Advisor, Insurance Agent. 3. Sound Income Group. Investment Related. 500 West Cypress Creek Road, Ste 250, Fort Lauderdale, FL 33309. Holding company for various investment related businesses. Minority equity holder. This does not encompass any business hours. 4. Sound Income Wealth, LLC, Investment Related, 500 West Cypress Creek Road, Ste 250, Fort Lauderdale, FL 33309, Broker Dealer, Registered Representative less than 5% of time is spent on this activity.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-16
S65 Uniform Investment Adviser Law Examination 2006-09-08
  • S63 Uniform Securities Agent State Law Examination
    2026-07-16
  • S65 Uniform Investment Adviser Law Examination
    2006-09-08
Designations
Other Names
  • Tony Saccaro

View on SEC IAPD

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