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Michael Preate

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Palm Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-15
  • FL RA
    APPROVED
    Since 2019-08-15

Branch Locations

222 Lakeview Ave, West Palm Beach, FL 33401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 11/2013 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Palm Beach FL 08/2019 Present
Previous Registrations
  • 2013-11-20 → 2019-08-19
    Pnc Wealth Management Llc
    Delray Beach, FL
    Delray Beach, FL
    Delray Beach, FL
    Delray Beach, FL
    Boca Raton, FL
    Boynton Beach, FL
    Boynton Beach, FL
    Boynton Beach, FL
    Lantana, FL
    Boynton Beach, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
  • 2010-08-12 → 2013-11-25
    Td Ameritrade, Inc.
    Boca Raton, FL
  • 2010-09-29 → 2013-11-25
    Td Ameritrade Investment Management, Llc
    Boca Raton, FL
  • 2007-04-02 → 2007-08-01
    Morgan Stanley & Co. Llc
    Scranton, PA
  • 2007-01-16 → 2007-04-02
    Morgan Stanley Dw Inc.
    Scranton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-06
  • S66 Uniform Combined State Law Examination
    2010-04-06
Other Names
  • Michael Robert Preate
  • Michael Anthony Preate

View on SEC IAPD

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Other Investors

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SUZANN RITA ZADANOSKY
ROBERT EDWARD DEFOREST
RYAN JOSEPH MCGOVERN
WAYNE JULIUS SAFRO
GEORGE S MAYER
SCOTT BERNARD ARENTSEN
NATHALIE TREMBLAY

Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
UBS FINANCIAL SERVICES INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL

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