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1980 Post Oak Boulevard Suite 1300, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-02 |
Branch Locations
1980 Post Oak Boulevard Suite 1300, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 09/2016 | Present |
| Icon Wealth Partners, Llc | Houston | TX | 08/2016 | 08/2022 |
| Icon Wealth Advisors, Llc | Houston | TX | 08/2022 | Present |
1) Jennifer Moore is dually-registered with Icon Wealth Partners, LLC and Purshe Kaplan Sterling Investments, Inc. ("PKS"). Jennifer Moore has served as an investment advisor representative for Icon Wealth Partners, LLC and an registered representative with PKS since 9/2017. Business is conducted from 1980 Post Oak Boulevard, Suite 1300, Houston, TX. Approximately 90% of Jennifer Moore's time is for services as an investment advisor representative and the balance as a registered representative. 2) Allied Hydromulch TX, LLC. Not Investment Related. 1027 Groveton Ridge Lane Pinehurst, TX 77362. Erosion Control. Member. Start Date: 05/02/24. 20 hrs/ month; none during trading hours. Marketing and administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-27 |
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