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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-05-18 |
| CA | RA | APPROVED | 2016-05-12 |
Branch Locations
10100 Trinity Parkway Suite 320, Stockton, CA 95219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Stockton | CA | 05/2016 | Present |
1. BONNIE R BROWN, TRUSTEE WILKINSON & OWEN; 2071 GERBER DRIVE STOCKTON CA 95209; FARMING; GENERAL PARTNER; DUTIES: NONE; 0 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED. 2. GEORGIANA FARMS; 2071 GERBER DRIVE STOCKTON CA 95209; FARMING; GENERAL PARTNER; DUTIES: NONE-INHERITED ; 0 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-27 |
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