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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-09 |
| HI | RA | APPROVED | 2022-11-21 |
| NY | RA | APPROVED | 2022-11-21 |
| IL | RA | APPROVED | 2022-11-18 |
| NV | RA | APPROVED | 2022-11-18 |
| FL | RA | APPROVED | 2022-11-14 |
| IN | RA | APPROVED | 2022-11-04 |
| NM | RA | APPROVED | 2022-11-04 |
| CA | RA | APPROVED | 2022-11-03 |
Branch Locations
10801 W. Charleston Blvd, Las Vegas, NV 89135 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Century City | CA | 08/2009 | 10/2022 |
| Bank Of America, N.A. | Las Vegas | NV | 07/2011 | 10/2022 |
| Ubs Financial Services | Las Vegas | NV | 10/2022 | Present |
I*512128 For profit or not for profit: Name of outside business organization: The Blue Agave Trust Investment related: N Address of business: Las Vegas, Nevada, 89138 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Owner"], Start date of relationship: 12/1/2021 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , Living Revocable Trust Grantor and Trustee
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-29 |
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