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Sarah Elizabeth Knox

Raymond James & Associates, Inc.

Salt Lake City, UT

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-24
UT RA APPROVED 2025-01-23
  • TX RA
    APPROVED
    Since 2025-01-24
  • UT RA
    APPROVED
    Since 2025-01-23

Branch Locations

95 S State St Suite 2180, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Las Vegas NV 05/2014 11/2016
Wells Fargo Clearing Services, Llc Las Vegas NV 11/2016 01/2025
Raymond James & Associates, Inc. Salt Lake City UT 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-02
S63 Uniform Securities Agent State Law Examination 2008-02-29
  • S65 Uniform Investment Adviser Law Examination
    2011-06-02
  • S63 Uniform Securities Agent State Law Examination
    2008-02-29
Other Names
  • Sarah Elizabeth Knox
  • Sarah Elizabeth Servey
  • Sarah Elizabeth Roderick
  • Sarah Elizabeth Roderick
  • Sarah Elizabeth Popp

View on SEC IAPD

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