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533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-05-05 |
Branch Locations
533 Johnson Ferry Road Bldg. C Suite 100, Marietta, GA 30068 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-27 |
| GA | RA | APPROVED | 2018-02-14 |
| NC | RA | APPROVED | 2018-02-14 |
Branch Locations
533 Johnson Ferry Rd Bldg C-100, Marietta, GA 30068 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 07/2011 | 02/2018 |
| Lpl Financial Llc | Marietta | GA | 02/2018 | Present |
| Proactive Wealth Strategies, Llc | Marietta | GA | 07/2011 | Present |
1. 02/14/2018 - Proactive Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/26/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 11/14/2018 - 4 Hours Per Month During Securities Trading. 3. 5/17/2022 - Proactive Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 04/01/2022 - 100 Hours Per Month/ 95 Hours During Securities Trading - Time Spent 63% - I provide investment advisory services through Proactive Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 5/2022. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-03 |
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