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Employer firm

Independent Solutions Wealth Management, LLC CRD 144733

$1.54B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Independent Solutions Wealth Management, Llc

305 Spindrift Drive, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-22
LA RA APPROVED 2015-09-03
TX RA APPROVED_RES 2015-09-03
  • NY RA
    APPROVED
    Since 2021-06-22
  • LA RA
    APPROVED
    Since 2015-09-03
  • TX RA
    APPROVED_RES
    Since 2015-09-03

Branch Locations

305 Spindrift Drive, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Solutions Wealth Management, Llc Williamsville NY 09/2015 Present
Blackridge Asset Management, Llc Williamsville NY 09/2015 Present
Previous Registrations
  • 2012-02-07 → 2015-09-03
    Next Financial Group, Inc.
    Williamsville, NY
Other Businesses

1)SUSANNAH M. RYAN (SELF); SECURITIES & INSURANCE; AGENT; 100% TIME SPENT; 100% OWNERSHIP; CONTINUOUS TERM; COMP VARIES 2)THE FINANCIAL GUYS, LLC; INSURANCE; EMPLOYEE; 100% TIME SPENT; NO OWNERSHIP; CONTINUOUS TERM; COMP VARIES 3)INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC; I-RIA; 1% OWNERSHIP; 0% TIME SPENT; 0% COMP; PASSIVE MINORITY OWNER; INDEFINITE 4) THE FINANCIAL GUYS, DBA; SALES ASSISTANT TO GLEN WIGGLE AND MICHAEL LOMAS; AGENT AND EMPLOYEE; CLIENT SERVICES; INDEFINITE TERM; 160 HOURS PER MONTH; 130 HOURS PER MONTH DURING MARKET HOURS 5)SUSANNAH M. RASZEWSKI; INDIVIDUAL; NOTARY PUBLIC; 100% OWNERSHIP; NOTARIZING DOCUMENTS; COMMENCEMENT DATE: 03/2013; WILL RENEW IN 2017; >1 HR/MO 6) BLACKRIDGE ASSET MANAGEMENT, LLC; IAR; OWNERSHIP: 0%; COMPENSATION: 0% 7) Top Advisor's Group; Insurance; Assistant/Agent; Start Date; 3/18; Approx Hours Spent On Activity Per Month: 4;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-13
  • S66 Uniform Combined State Law Examination
    2009-01-13
Other Names
  • Susannah M Nucci
  • Susannah Raszewski

View on SEC IAPD

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