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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-02
WI RA APPROVED 2021-02-01
  • TX RA
    APPROVED
    Since 2022-02-02
  • WI RA
    APPROVED
    Since 2021-02-01

Branch Locations

2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States

Green Bay, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Associated Investment Services, Inc. Green Bay WI 03/2006 02/2021
Rental Property Little Chute WI 07/2002 07/2017
Rbc Capital Markets, Llc Depere WI 02/2021 Present
Previous Registrations
  • 2006-03-15 → 2021-02-24
    Green Bay, WI
    Green Bay, WI
    Green Bay, WI
    De Pere, WI
    Green Bay, WI
    Green Bay, WI
    Green Bay, WI
    Green Bay, WI
    Green Bay, WI
    Shawano, WI
  • 2005-07-06 → 2006-03-09
    Chase Investment Services Corp.
    Oshkosh, WI
    Oshkosh, WI
  • 2003-09-12 → 2005-07-06
    Banc One Securities Corporation
    Oshkosh, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-03-24
  • S66 Uniform Combined State Law Examination
    2000-03-24
Designations

View on SEC IAPD

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