Keith Alan Peacock

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2014-06-04
RI	RA	APPROVED	2007-08-23

TX RA
APPROVED

Since 2014-06-04
RI RA
APPROVED

Since 2007-08-23

Branch Locations

10 Memorial Blvd Ste 903, Providence, RI 02903-1152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Providence	RI	01/2007	Present

01/2007 → Present

Lpl Financial Llc

Providence, RI

Other Businesses

1. 09/03/2010 - THE VIRTUS GROUP - INV REL - INV REL - NON-VARIABLE INSURANCE - 5% TIME SPENT - DOING NON VARIABLE LIFE BUSINESS 2. 10/19/2011 - THE VIRTUS GROUP - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - LPL FINANCIAL ADVISOR - 100% TIME SPENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-30
S63	Uniform Securities Agent State Law Examination	2007-05-14

S65 Uniform Investment Adviser Law Examination

2007-07-30
S63 Uniform Securities Agent State Law Examination

2007-05-14

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews