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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-06-05
  • TN RA
    APPROVED
    Since 2018-06-05

Branch Locations

7926 Wolf River Boulevard, Germantown, TN 38138-1725 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Memphis TN 10/2015 11/2016
Wells Fargo Clearing Services, Llc Memphis TN 11/2016 05/2018
Charles Schwab & Co., Inc. Germantown TN 05/2018 Present
Charles Schwab Bank Germantown TN 05/2018 Present
Previous Registrations
  • 2015-10-19 → 2018-05-24
    Memphis, TN
  • 2012-10-10 → 2015-10-16
    B. Riley Wealth Management
    Memphis, TN
  • 2010-02-16 → 2012-10-08
    Morgan Keegan & Company, Llc
    Memphis, TN
Other Businesses

1) Germantown Football League | Investment Related:No|8750 Farmington Blvd|Germantown|TN|38139|USA|Sports/Physical Recreation|Board Member|4/15/2026|Less than 20|0|helping to run a youth football league, including voting on rule changes and organizational tasks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-11
  • S66 Uniform Combined State Law Examination
    2010-02-11
Designations
Other Names
  • Gary Steven Hall
  • Steven Hall

View on SEC IAPD

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