Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2007-06-18
  • WA RA
    APPROVED
    Since 2007-06-18

Branch Locations

110 James St Ste 100, Edmonds, WA 98020 • United States

Edmonds, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edmonds WA 04/2007 03/2020
Ameriprise Financial Services, Llc Los Angeles CA 03/2020 Present
Other Businesses

Business Ownership; Aymen Publications; Owner/Proprietor; Publishing entity for writing.; Lynnwood, WA 98036; Not Investment Related; February 2014; 1 to 9 hours per month; 0 during trading hours/ Aymen Leadership Coaching; Owner / Proprietor; Consulting; Lynnwood, WA 98036; Not Investment Related; July 2021; 10 to 19 hours per month; 0 during trading hours. Name of Activity: Rental House; Date Activity Started/Modified/Ended: 3/1/2024; Type of Activity: Other - Rental Property; Role/Relationship: Owner/ Proprietor; Responsibilities: Landlord; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-15
  • S66 Uniform Combined State Law Examination
    2007-06-15
Other Names
  • Kenneth Smith
  • Ken Smith

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Edmonds, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor