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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-13
UT RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2024-07-13
  • UT RA
    APPROVED
    Since 2011-01-03

Branch Locations

5201 W Amelia Earhart Dr [Slc Rcast], Salt Lake City, UT 84116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. West Jordan UT 03/2006 Present
Wells Fargo Advisors Llc West Jordan UT 01/2011 11/2016
Wells Fargo Clearing Services, Llc West Jordan UT 11/2016 Present
  • 03/2006 → Present
    Wells Fargo Bank, N.A.
    West Jordan, UT
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    West Jordan, UT
  • 11/2016 → Present
    West Jordan, UT
Previous Registrations
  • 2006-11-09 → 2011-01-03
    Wells Fargo Investments, Llc
    Riverton, UT
    Salt Lake City, UT
    Riverton, UT
    Riverton, UT
    Riverton, UT
    West Jordan, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-02
  • S66 Uniform Combined State Law Examination
    2006-11-02

View on SEC IAPD

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