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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2022-08-10
TX RA APPROVED_RES 2022-08-10
  • MS RA
    APPROVED
    Since 2022-08-10
  • TX RA
    APPROVED_RES
    Since 2022-08-10

Branch Locations

2510 14Th Street-One Hancock Plaza, Gulfport, MS 39501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Mobile AL 09/2011 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Gulfport MS 08/2022 Present
Hancock Whitney Bank Gulfport MS 09/2011 Present
  • 09/2011 → 08/2022
    Hancock Investment Services, Inc.
    Mobile, AL
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2022 → Present
    Gulfport, MS
  • 09/2011 → Present
    Hancock Whitney Bank
    Gulfport, MS
Previous Registrations
  • 2011-03-23 → 2022-08-10
    New Orleans, LA
    Mobile, AL
    Gulf Shores, AL
    Bay St Louis, MS
    Pass Christian, MS
    Bay St Louis, MS
    Waveland, MS
    Mobile, AL
    Mobile, AL
    Mobile, AL
    Mobile, AL
    Bay St Louis, MS
    Bay St Louis, MS
    Pass Christian, MS
    Waveland, MS
    Gulfport, MS
  • 2009-08-10 → 2011-03-10
    Gulfport, MS
Other Businesses

1. BOARDMEMBER OF FAMILY FORTRESS MINISTRIES; GENERAL CONSULTATION AND ANNUAL MEETING ATTENDANCE; 1 HR/MO. 2. TREASURER FOR TRANSITION BLVD, INC; HELP SET BUDGET, SERVE ON BOARD FOR MONTHLY MEETINGS; TREASURER FOR PARA MINISTRIES; HELP SET BUDGED, SERVE ON BOARD FOR QUARTERLY MEETINGS; DUAL SIGNATURES REQUIRED ON ACCOUNTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-07
  • S66 Uniform Combined State Law Examination
    2009-08-07
Other Names
  • Adam Wesley Wood

View on SEC IAPD

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