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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • IA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1089 Jordan Creek Pkwy Suite 370, West Des Moines, IA 50266 • United States

West Des Moines, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2017 Present
Wells Fargo West Des Moines IA 07/2016 09/2017
Door Dash West Des Moines IA 01/2023 08/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2017 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2016 → 09/2017
    Wells Fargo
    West Des Moines, IA
  • 01/2023 → 08/2024
    Door Dash
    West Des Moines, IA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) NAME OF OTHER BUSINESS: INSIDE OUT CHRISTINA COUNSELING; INVESTMENT RELATED: NO; ADDRESS: 401 MAIN ST KEOKUK IA 52632; NATURE OF BUSINESS: COUNSELING; START DATE: 9/2020; POSITION/TITLE/RELATIONSHIP: COUNSELOR; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 10; BRIEF DESCRIPTION OF DUTIES: COUNSELING AND MINISTERING TO PEOPLE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-02-23
  • S66 Uniform Combined State Law Examination
    2010-02-23
Other Names
  • Michelle Hewitt
  • Michelle Lorraine Hewitt

View on SEC IAPD

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