Best Investors
Account
Sign in
Best Investors
Account
Sign in
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-01-19 |
| NY | RA | APPROVED | 2021-05-03 |
| CO | RA | APPROVED | 2018-05-14 |
| TX | RA | APPROVED_RES | 2014-06-11 |
| CA | RA | APPROVED | 2013-10-04 |
| AZ | RA | APPROVED | 2012-10-01 |
Branch Locations
2696 S. Colorado Blvd., Denver, CO 80222 • United States
1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States
1455 16Th St Mall 6Th Floor, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Gilbert | AZ | 10/2012 | 03/2018 |
| J.P. Morgan Securities Llc | Denver | CO | 03/2018 | Present |
| Finra | Washington | DC | 05/2022 | Present |
Entity Name: Cougar Wrestling Club Investment related: No Address: Aurora, Colorado https://www.cougarwrestlingclub.org/ Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 11/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Cougar Wrestling Club is a 501(c)(3) non-profit supporting the Cherokee Trail High School wrestling team, operating independently from the school. As co-treasurer, I would track fundraising balances, send invoices, reconcile bank accounts, and be an authorized signer. The board is made up of volunteer parents or guardians. This role is not similar to my JPMorgan Chase position. Entity Name: Children's Craniofacial Association Investment related: No "Address: 15851 Dallas Pkwy, Suite 245, Addison, TX 75001 ccakids.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 01/01/2020 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: CCA's mission is to empower & give hope to families affected by facial differences. My responsibilities on the Board include a role in the governance and investment committees, but not similar to my JPMC role. Investments are managed by a 3rd party fiduciary. Entity Name: FINRA Investment related: Yes "Address: FINRA 1735 K Street, NW Washington, DC 20006 301-590-6500 https://www.finra.org/contact-finra " Nature of the other business: Legal Services Position/Title/Relationship: Employee/Contractor Start Date: 05/01/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: FINRA arbitrators serve the public & securities industry by resolving securities-related disputes. They listen to both sides of a securities-related dispute, weigh the facts and render a final and binding decision. Any cases involving JPMC would be declined to avoid conflicts. "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-21 |
Reach out to this advisor