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Kevin P Moore

Morgan Stanley

Purchase, NY

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-06
NY RA APPROVED 2021-06-16
CT RA APPROVED 2018-08-03
  • TX RA
    APPROVED_RES
    Since 2024-09-06
  • NY RA
    APPROVED
    Since 2021-06-16
  • CT RA
    APPROVED
    Since 2018-08-03

Branch Locations

2000 Westchester Avenue, 1 Nc Northeast Region, Purchase, NY 10577 • United States

1585 Broadway Capital Markets, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spire Securities, Llc Washington DC 05/2016 07/2018
Morgan Stanley New York NY 07/2018 Present
  • 05/2016 → 07/2018
    Spire Securities, Llc
    Washington, DC
  • 07/2018 → Present
    Morgan Stanley
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-05
S63 Uniform Securities Agent State Law Examination 2007-08-20
  • S65 Uniform Investment Adviser Law Examination
    2017-04-05
  • S63 Uniform Securities Agent State Law Examination
    2007-08-20
Other Names
  • Kevin Pierce Moore

View on SEC IAPD

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Other Offices

GREENHAVEN ASSOCIATES INC · PURCHASE, NY
UBS FINANCIAL SERVICES INC. · Purchase, NY
NOW ASSET MANAGEMENT LLC · PURCHASE, NY
OTR GLOBAL LLC · PURCHASE, NY
JANNEY MONTGOMERY SCOTT LLC · PURCHASE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PURCHASE, NY
GREYWOLF CAPITAL MANAGEMENT LP · PURCHASE, NY
OLSTEIN CAPITAL MANAGEMENT, L.P. · PURCHASE, NY

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