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William Jerald Mcintosh

Wedbush Securities Inc.

New York, NY

Pasadena, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-05-24
  • CA RA
    APPROVED
    Since 2017-05-24

Branch Locations

142 West 57Th Street 12Th Fl, New York, NY 10019 • United States

225 S. Lake Ave, Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc. Los Angeles CA 05/2017 Present
Student Los Angeles CA 07/2016 12/2016
Securities And Exchange Commission Los Angeles CA 01/2017 05/2017
  • 05/2017 → Present
    Wedbush Securities Inc.
    Los Angeles, CA
  • 07/2016 → 12/2016
    Student
    Los Angeles, CA
  • 01/2017 → 05/2017
    Securities And Exchange Commission
    Los Angeles, CA
Previous Registrations
  • 2009-12-01 → 2016-06-23
    Td Ameritrade, Inc.
    Los Angeles, CA
    Encino, CA
  • 2009-12-01 → 2016-06-23
    Td Ameritrade Investment Management, Llc
    Santa Monica, CA
    Encino, CA
  • 2009-07-20 → 2009-11-17
    Waddell & Reed
    Torrance, CA
  • 2007-04-02 → 2008-07-24
    Morgan Stanley & Co. Llc
    Beverly Hills, CA
    Chicago, IL
  • 2006-02-06 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chicago, IL
    Riverwoods, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-04
  • S66 Uniform Combined State Law Examination
    2006-02-04
Other Names
  • William J. Mcintosh
  • William J Mcintosh
  • William Mcintosh

View on SEC IAPD

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